The frontend of the ECM system is based on modern web technology and is therefore available in any modern browser – whether desktop or mobile device. In order to provide the company's compliance officer with the best possible overview, the order flow can be filtered and analyzed quickly and easily.
Control units can be easily created, configured and edited
Orders can be filtered by account, user, trading center, ISIN and time period.
Full text search across the entire database
ACL management is integrated for user profiles such as admin, manager, trader
Comments and Attachments
Each search result can be extended with explanations and attachments
Every change is recorded in the history
Mark Search Results
As open, in progress, escalated, settled, or under review.